A novel allocation scheme for deceased donor kidneys to balance equity and utility

Article information

Korean J Nephrol. 2024;.j.krcp.24.033

Publication date (electronic) : 2024 June 4

doi : https://doi.org/10.23876/j.krcp.24.033

Jin Hyeog Lee^1,*, Jun Hye Seo^1,*, Tai Yeon Koo², Jang Hee Cho³, Kyung Pyo Kang⁴, Jung Eun Lee⁵, Kook Hwan Oh⁶, Beom Seok Kim¹, Jaeseok Yang^,1

¹Division of Nephrology, Department of Internal Medicine, Yonsei University College of Medicine, Seoul, Republic of Korea

²Division of Nephrology, Department of Internal Medicine, Korea University Anam Hospital, Seoul, Republic of Korea

³Department of Internal Medicine, Kyungpook National University Hospital, Kyungpook National University School of Medicine, Daegu, Republic of Korea

⁴Department of Internal Medicine, Jeonbuk National University Medical School, Jeonju, Republic of Korea

⁵Division of Nephrology, Department of Internal Medicine, Yongin Severance Hospital, Yongin, Republic of Korea

⁶Division of Nephrology, Department of Internal Medicine, Seoul National University College of Medicine, Seoul, Republic of Korea

Correspondence: Jaeseok Yang Department of Internal Medicine, Yonsei University College of Medicine, 50-1 Yonsei-ro, Seodaemun-gu, Seoul 03722, Republic of Korea. E-mail: jcyjs@yuhs.ac

*Jin Hyeog Lee and Jun Hye Seo contributed equally to this study as co-first authors.

Received 2024 February 2; Revised 2024 March 21; Accepted 2024 March 26.

Abstract

Introduction

Kidney transplantation is the optimal therapeutic option for patients with end-stage renal disease (ESRD) [1]. In Asian countries, the donation rates of deceased donor organs are much lower than those in Western countries despite a relatively higher incidence of ESRD [2,3]. This disparity between organ supply and demand for deceased donor kidneys leads to an imbalance, resulting in extended waiting times for deceased-donor kidney transplantation (DDKT) in Asian countries compared with Western countries [4].

Sensitization to human leukocyte antigen (HLA) is a significant hurdle for successful DDKT [5,6]. The presence of anti-HLA antibodies significantly impacts the outcome of posttransplantation graft rejection [7,8]. Therefore, the determination of HLA sensitization is an essential step in the preparation for DDKT. Panel reactive antibodies (PRA) are indicators of sensitization. PRAs are calculated by exposing the serum of waitlisted patients to HLA antigens of the estimated donor pool bound to beads. The PRA results can be reported as a percentage value, providing an approximation of the likelihood of recipient–donor mismatch within a given donor pool as an indicator of overall sensitization [9].

Both PRA and ABO blood types profoundly influence the opportunities for DDKT [10]. We also previously demonstrated that sensitized patients and those with blood type O are unfairly disadvantaged in terms of DDKT accessibility in Korea [11]. Moreover, we developed an integrated system to assess DDKT accessibility that combined PRA status and ABO blood type [11]. These results suggested the need for a revised kidney allocation system that incorporates PRA and ABO blood type, especially given the extremely prolonged wait time for DDKT in Asian countries, including Korea.

The current kidney allocation system in Korea prioritizes waitlisted patients <19 years of age with additional points of 3 to 4, as well as pediatric waitlisted patients for pediatric donors. For kidneys procured from donors aged ≥19 years, waitlisted patients with zero mismatches for HLA A, B, and DR have priority. Among fully matched candidates, ABO-compatible candidates can receive kidneys when there are no candidates with the same ABO blood type. Next to the fully matched HLA candidates, allocation is determined by allocation points within the same ABO blood types. Allocation points are awarded based on several factors, including the degree of HLA match (0–4 points), duration on the waiting list (1 point for each year of waiting), history of previous kidney transplantation or repeated positive cross-match results (2 points), and history of personal or familial organ donation (2–4 points) [12]. Therefore, in the current Korean kidney allocation system, no additional benefits are considered for inequity related to ABO blood types and sensitization, except for two points for repeated positive cross-match results.

However, severe organ shortages require consideration of the efficient utilization of limited deceased donors as another important aspect of organ allocation. Worse graft or patient outcomes resulting from increasing DDKT opportunities for waitlisted patients with disparity, such as sensitized patients with blood type O, is not the optimal use of limited resources. Therefore, a new allocation scheme to balance equity and utility must be developed. Given this background, we investigated the impact of sensitization and ABO blood types on posttransplant graft failure and mortality and proposed a revised scoring system to improve these disparities without sacrificing the efficiency of organ utilization.

Methods

Study population

Data from two cohorts were analyzed in this study. First, the national cohort was retrieved from the Korean Organ Network for Organ Sharing (KONOS) database between January 1, 2000 and December 31, 2018. A total of 18,974 patients including 3,311 DDKT patients, were included in the study from a total of 35,859 patients; 106 patients aged ≤18 years and 16,779 without PRA data were excluded (Fig. 1A). Second, the hospital cohort comprised 5,322 waitlisted patients from Severance Hospital and Seoul National University Hospital between 2000 and 2021. Of those, 4,722 waitlisted patients including 819 DDKT patients, were included in the study after excluding 133 patients ≤18 years who received additional points in the current Korean kidney allocation scheme and 477 patients without PRA data (Fig. 1B).

Figure 1.

Study flowchart.

(A) National cohort. (B) Hospital cohort.

DDKT, deceased-donor kidney transplantation; PRA, panel reactive antibody.

This study was performed in accordance with the 2000 Declaration of Helsinki [13] and the Declaration of Istanbul 2008 [14] and was approved by the Institutional Review Boards of Severance Hospital (No. 4-2023-0244) and Seoul National University Hospital (No. H-2304-061-1421). Informed consent was waived owing to the retrospective nature of the study design, which involved medical records without identifiable patient information.

Results

Clinical characteristics of the national and the hospital cohorts

The national cohort included 3,311 DDKT patients. The median age at DDKT was 56.0 years (IQR, 48.0–63.0 years) and 1,294 (39.4%) were female. Of these, 231 (7.0%) died during the follow-up period and 183 of DDKT recipients (5.5%) experienced graft failure. The patients were stratified into four categories according to comparable DDKT opportunities as follows: B1, 336 (10.1%); B2, 1,472 (44.5%); B3, 1,201 (36.3%); and B4, 302 (9.2%). Patients in category B4 were more likely to be female (Table 1).

Table 1.

Clinical characteristics of the national cohort

A total of 819 patients in the hospital cohort underwent DDKT. The median age at DDKT was 56.0 years (IQR, 47.0–62.0 years), and 324 (39.6%) were female. Of these, 62 (7.6%) died during the follow-up period, and 78 (9.5%) experienced graft failure. The patients were stratified into four categories based on comparable opportunities for DDKT as follows: A1, 108 (13.2%); A2, 479 (58.5%); A3, 209 (25.5%); and A4, 23 (2.8%) (Supplementary Table 1, available online).

Graft failure and mortality according to panel reactive antibody

The cumulative graft failure rates were comparable between the PRA groups in the national (p = 0.26) (Fig. 2A) or hospital cohorts (p = 0.10) (Supplementary Fig. 1A, available online). Competing risks regression analysis revealed that graft failure rates did not increase in the positive PRA group compared with the negative PRA group (sHR, 0.97; 95% confidence interval [CI], 0.67–1.40; p = 0.85) (Table 2). Similarly, graft failure rates did not significantly increase in the high PRA group compared with the low PRA group (sHR, 1.98; 95% CI, 0.92–4.27; p = 0.08) (Supplementary Table 2, available online).

Figure 2.

Cumulative graft failure rate and mortality according to PRA in the national cohort.

(A) Cumulative graft failure rate according to PRA. (B) Cumulative mortality according to PRA. p-values for comparison between two PRA groups by log-rank test.

PRA, panel reactive antibody.

Table 2.

Competing risk regression analysis of the impact of PRA, ABO blood type, and category on graft failure rates in the national cohort

The cumulative mortality rates were also similar between the PRA groups in the national (p = 0.94) (Fig. 2B) or hospital cohorts (p = 0.17) (Supplementary Fig. 1B, available online). Cox regression analysis revealed that PRA sensitization did not significantly affect mortality. The positive PRA group in the national cohort exhibited no increase in mortality compared with the negative PRA group (HR, 1.22; 95% CI, 0.92–1.61, p = 0.17) (Table 3). When PRA was categorized as high (PRA ≥ 80%) or low (PRA < 80%) in the hospital cohort, the high PRA group exhibited no increase in mortality compared with the low PRA group (HR, 1.04; 95% CI, 0.35–3.06; p = 0.06) (Supplementary Table 3, available online).

Table 3.

Cox regression analysis of the impact of PRA, ABO blood type, and category on mortality rates in the national cohort

Graft failure and mortality according to ABO blood type

Comparison of cumulative graft failure rates according to ABO blood type revealed no significant differences in the national (p > 0.99) (Fig. 3A) or hospital cohorts (p = 0.45) (Supplementary Fig. 2A, available online). Compared with patients with blood types A or B, those with blood types AB (sHR, 1.07; 95% CI, 0.43–2.63; p = 0.89) and O (sHR, 1.15; 95% CI, 0.56–2.36; p = 0.71) in the national cohort did not show a difference in graft failure rates (Table 2). Similar results were observed in the hospital cohort (Supplementary Table 2, available online).

Figure 3.

Cumulative graft failure rate and mortality according to ABO blood types in the national cohort.

(A) Cumulative graft failure rate according to ABO blood types. (B) Cumulative mortality according to ABO blood types. p-values for comparison among three blood type groups by log-rank test.

The cumulative mortality rate revealed no significant differences among ABO blood types in the national (p = 0.90) (Fig. 3B) or hospital cohorts (p = 0.77) (Supplementary Fig. 2B, available online). Compared to blood types A or B, blood types AB (HR, 0.97; 95% CI, 0.67–1.41; p = 0.88 in the national cohort) and O (HR, 1.01; 95% CI, 0.73–1.40; p = 0.96 in the national cohort) demonstrated no significant differences in mortality (Table 3). The results for the hospital cohort were similar (Supplementary Table 3, available online).

Graft failure and mortality according to the categorical group

Comparison of cumulative graft failure rates according to categorical groups in both cohorts revealed no significant difference in graft failure rates among categories B1–4 in the national cohort (p = 0.83) (Fig. 4A) or categories A1–4 in the hospital cohort (p = 0.35) (Supplementary Fig. 3A, available online). Specifically, we observed no significant differences in graft failure rates across categories (B1: reference; B2: sHR, 0.89 [p = 0.65]; B3: sHR, 1.02 [p = 0.96]; B4: sHR, 0.93 [p = 0.85]) in the national cohort (Table 2) and across categories A1–4 as well as categories B1–4 in the hospital cohort (Supplementary Table 2, available online).

Figure 4.

Cumulative graft failure rate and mortality according to according to category B in the national cohort.

(A) Cumulative graft failure rate according to category B. (B) Cumulative mortality according to category B. p-values for comparison among four category B groups by log-rank test.

Category B1: panel reactive antibody (PRA) negative/AB. Category B2: PRA negative/A or B, PRA positive/AB. Category B3: PRA negative/O, PRA positive/A or B. Category B4: PRA positive/O.

The post-DDKT mortality rates did not differ among category B groups in the national cohort (p = 0.81) (Fig. 4B) or category A groups in the hospital cohort (p = 0.77) (Supplementary Fig. 3B, available online). Analysis of mortality rates showed no significant differences across category B in the national cohort (B1: reference; B2: HR, 1.13 [p = 0.59]; B3: HR, 1.13 [p = 0.60]; B4: HR, 1.45 [p = 0.23]) (Table 3). Mortality rates did not differ across categories A or B in the hospital cohort (Supplementary Table 3, available online).

Development of a new scoring system for deceased donor kidneys according to panel reactive antibody and ABO blood types.

Our analysis revealed no significant differences in posttransplant outcomes across different categories despite differences in DDKT opportunities. Based on these results, we proposed a more equitable kidney allocation system by introducing an additional scoring framework using the reciprocal of DDKT opportunities. We calculated additional points for disadvantaged groups using the following equation: [(1/sHR) – 1] × median waiting time (years) of the reference group. The logic underpinning these equations focused on compensating for the extended wait times experienced by disadvantaged groups. The simulated model of the new scoring system was applied to the national and hospital cohorts (Table 4). In the category B system in the national cohort, categories B2, B3, and B4 were awarded 4, 9, and 14, additional points, respectively, compared with reference B1, with a median wait time of 8 years. In the category A system in the hospital cohort, categories A2, A3, and A4 were awarded 4, 11, and 28 additional points, respectively, compared with reference A1.

Table 4.

DDKT opportunity according to ABO and PRA categories, and suggestive allocation points

In contrast, we can allocate donor kidneys only to the same ABO blood type. In this alternative system, we can modify compensatory points only in sensitized candidates. The simulation model using the above equation in this system provides 4 additional points to the positive PRA group, 7 points to the intermediate PRA group (80% ≤ PRA < 99%), and 17 points to the high PRA group (PRA ≥ 99%) (Table 4).

Discussion

The results of this nationwide study demonstrated that groups disadvantaged in DDKT opportunities, such as sensitized patients with blood type O, have similar posttransplant outcomes to those of other groups. We also observed no significant differences in graft failure or mortality rates according to the PRA status, ABO blood type, or their combination. Based on these results, we developed a new scoring system for deceased-donor kidney allocation to provide additional points to compensate for the low DDKT accessibility of the disadvantaged group despite comparable posttransplant outcomes.

An efficient and equitable allocation system for limited organ resources is not only essential but is also implemented in various forms across different countries. However, even with established principles, a single universal organ allocation system cannot be applied because of the distinct socioeconomic circumstances and organ demand-supply dynamics in each country or region [16]. Medical ethics have developed several principles to guide the decision-making process. The principle of utility focuses on ensuring that organ allocation results in the greatest benefit to most people. This may involve strategies that prioritize recipients who are likely to have a significant survival benefit or improved quality of life after transplantation [17,18]. Therefore, an allocation system grounded in utility emphasizes the maximization of overall societal benefit. However, the principle of equity treats individuals fairly and provides all patients with equal access to transplantation [19]. This includes “random allocation” or a “first-come, first-serve” approach, ensuring a fair chance for all individuals in need of transplantation. This principle attempts to balance the system by counteracting the disparities in organ allocation and fostering equal opportunities. Priority for vulnerable patients is another guiding principle that advocates for the preferential treatment of certain patient groups. For example, children or individuals with life-threatening conditions who lack alternative treatment options are considered vulnerable populations [18]. Systems that incorporate this principle believe in the moral obligation to allocate resources to those in dire need. Finally, the principle of social usefulness emphasizes the societal contributions of potential recipients.

Navigating these principles and developing an organ allocation system that balances utility, equity, the needs of the vulnerable, and societal usefulness poses a complex challenge, which is further exacerbated by the unique socioeconomic circumstances and organ demand/supply situation of each country. The new kidney allocation system (KAS) introduced in the United States in 2014 proposes “longevity matching” to enhance organ utility [20]. This method prioritizes allocating the highest-quality kidneys to patients expected to have the longest posttransplant survival based on the KDPI, an index of donor kidney quality, and estimated posttransplant survival, an index of recipient prognosis [21,22]. Furthermore, the new KAS provides additional points to sensitized patients, for example, from 4 to 202 points in the highest cPRA group, to address inequity in DDKT opportunities [20]. The KAS is an example of balancing the utility and equity in organ allocation.

To address the inequity experienced by sensitized patients, many countries, including the United Kingdom, countries under the Eurotransplant system, Australia, and New Zealand, have implemented strategies that assign additional points to those with higher PRA [23–26]. This approach aims to increase opportunities for DDKT in highly sensitized patients.

Efforts have been made to address the disparities associated with ABO blood types, with a particular focus on the A2 subtype of blood type A [27–29]. Given the lower antigen expression of A2 subtype compared with A1, A2 bears functional similarities to blood type O, and A2B is akin to blood type B in terms of ABO antigen expression [30]. To enhance equity, the US has implemented measures to improve transplant accessibility for patients with blood type B, who typically face extended waiting periods. The new KAS prioritizes the allocation of A2 and A2B kidneys to B candidates without additional treatment [29,31,32]. This modification has led to increased utilization of A2 kidneys for blood type B candidates, while graft and patient outcomes have remained comparable to those observed in traditional ABO-compatible DDKT despite increased anti-A titers [33–36]. Moreover, a recent Canadian study proposed an innovative approach to address the disparity in kidney allocation for blood types B and O by introducing a novel ABO-adjusted cPRA. This method adjusts the ABO sensitization to the same scale as the HLA sensitization. Similar to the cPRA computation based on HLA sensitization, ABO-adjusted cPRA is determined by the frequency of ABO blood types in the donor pools. Through this system, candidates with blood types B and O, who traditionally have fewer opportunities for DDKT, are awarded additional points in the kidney allocation process, thereby enhancing their chances of DDKT [37,38].

We previously demonstrated the serious inequities in DDKT opportunities according to PRA and ABO blood types in Korea [11]. An integrated categorization system using a combination of PRA status and ABO blood type successfully provided relative DDKT opportunities for each category. These data suggest that additional points should be provided according to the DDKT opportunity to compensate for the disadvantages of sensitization and ABO blood types. However, equity and utility must be balanced to change the allocation policy. Therefore, we need to check whether posttransplant outcomes in this disadvantaged group were comparable to those in the reference group after providing more benefits and DDKT opportunities to this group to enhance equity. This study confirmed that graft failure rates and mortality were similar across PRA groups, ABO blood groups, and combination categories, suggesting that the enhancement of equity concerning PRA and ABO blood types would not compromise utility in Korea.

An equitable revision of the KAS in Korea requires the appropriate allocation of points based on biological factors, including sensitization and ABO blood types. Based on the adjusted HR of the disadvantaged group compared with the reference group with the highest DDKT opportunity, we created an equation to award additional points to compensate for disadvantages in DDKT opportunity. Using this equation, we can provide additional points to various categories according to the combination of PRA status and ABO blood type to enhance equity in DDKT accessibility. We also proposed another scoring system based on the PRA status alone by allocating kidneys to waitlisted patients with the same blood types, excluding patients with compatible blood types in cases of full HLA matching. Taken together, this new scoring system could improve the KAS in Korea by mitigating disparities related to sensitization and ABO blood types, which were previously overlooked. Considering the comparable posttransplant outcomes according to PRA status, ABO blood types, and integrated categories the new scoring system would enhance equity without sacrificing utility. However, in the context of Korea with a lower organ donation rate, the introduction of a new scoring system may require a more extended period for disadvantaged candidates to experience its benefits, compared to Western countries, where the introduction of new allocation systems had immediately increased DDKT rates in disadvantaged candidates [39].

This study has several limitations. First, cPRA was not implemented in our cohorts; instead, we utilized max PRA%, defined as the highest PRA values across PRA classes I and II. This could potentially overestimate actual PRA values, making direct comparisons with other kidney allocation systems based on cPRA difficult. We hope to use cPRA in future studies because an increasing number of Korean centers have introduced single-antigen PRA assays. Second, the influence of PRA% was exclusively examined within the hospital cohort, possibly limiting the representativeness of our findings to the entire Korean DDKT population because the national cohort supplied only PRA positivity data. Future studies could establish a more refined allocation model through precise mathematical modeling, utilizing a larger dataset of cPRA values. Third, we could not adjust immunosuppressive regimens and posttransplant complications in the multivariate analysis due to a lack of detailed information. Further studies to fully adjust these factors are needed to confirm our findings.

Nevertheless, this study, together with our previous study, demonstrated the impact of sensitization and ABO blood types on posttransplant outcomes, as well as DDKT opportunities in Korea, where the DDKT program is the most active in Asia, but still remarkably less active than that in Western countries [11]. These results contribute to an increased understanding of inequity in DDKT opportunities in Asia, with longer wait times and different environments from Western countries as most research has studied this issue in Western countries. Furthermore, we propose a new scoring system for kidney allocation in Korea to enhance equity related to sensitization and ABO blood types without sacrificing posttransplant outcomes. This study could serve as a model for other Asian countries to develop DDKT allocation systems. Future studies are needed to further refine the proposed allocation model based on more precise PRA measures (cPRA) to more efficiently and fairly allocate limited organ resources in Korea and other Asian countries facing severe shortages.

In conclusion, despite considerable differences in DDKT opportunities based on PRA and ABO blood types, graft and patient outcomes did not differ significantly according to PRA and ABO blood types. A new scoring system to compensate for the disadvantages of DDKT opportunity could ensure the fair and efficient allocation of scarce kidneys.

Supplementary Materials

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